|
Consultation Issue
|
Recipient
|
Submission Period
|
|
Consultation Paper on Proposed Renaming of “Virtual Bank”
|
Hong Kong Monetary Authority |
September 2024 |
|
Consultation Paper on Enhancement to the Deposit Protection Scheme in Hong Kong
|
Hong Kong Deposit Protection Board |
October 2023 |
|
Consultation Paper on the Proposed Regulatory Requirements for Virtual Asset Trading Platform Operators Licensed by the Securities and Futures Commission
|
Securities and Futures Commission |
March 2023 |
|
Consultation Paper on Proposed Amendments to Enforcement-related Provisions of the Securities and Futures Ordinance
|
Securities and Futures Commission |
August 2022 |
|
Discussion Paper on Crypto-assets and Stablecoins
|
Hong Kong Monetary Authority |
March 2022 |
|
Consultation Paper on Proposed Enhancements to the Competency Framework for Intermediaries and Individual Practitioners
|
Securities and Futures Commission |
February 2021 |
|
Consultation Paper on the Eligibility of Weighted Voting Right Companies and Secondary-listed Companies for Inclusion in the Hang Send Index
|
Hang Seng Indexes Company Limited |
March 2020 |
|
Consultation Paper on the Task Force on Review of School Curriculum
|
Education Development Bureau |
October 2019 |
|
Consultation Paper on the Draft Code of Conduct for Licensed Insurance Agents
|
Insurance Authority |
May 2019 |
|
Consultation Paper on Draft Code of Conduct for Licensed Insurance Brokers
|
Insurance Authority |
May 2019 |
|
Consultation Paper on Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules
|
Insurance Authority |
January 2019 |
|
Consultation Paper on Draft Guidelines on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons Under the Insurance Ordinance (Cap.41)
|
Insurance Authority |
January 2019 |
|
Consultation Paper on Draft Insurance (Maximum Number of Authorized Insurers) Rules
|
Insurance Authority |
December 2018 |
|
Consultation Paper on proposed guidelines on (i) “Fit and Proper” criteria and (ii) Continuing Professional Development requirements for licensed insurance intermediaries
|
Insurance Authority |
November 2018 |
|
Consultation Paper on Proposed Enhancements to the Investor Compensation Regime and Related Legislative Amendments
|
Securities and Futures Commission |
June 2018 |
|
Further Consultation on Offline Requirements Applicable to Complex Products
|
Securities and Futures Commission |
May 2018 |
|
Consultation Paper on a Listing Regime for Companies From Emerging and Innovative Sectors
|
Hong Kong Exchanges and Clearing Limited |
March 2018 |
|
Further Consultation on Proposed Disclosure Requirements Applicable to Discretionary Accounts
|
Securities and Futures Commission |
January 2018 |
|
Consultation Paper on Online Distribution and Advisory Platforms
|
Securities and Futures Commission |
August 2017 |
|
Consultation Paper on the Proposed Amendments to the Securities and Futures (Professional Investor) Rules
|
Securities and Futures Commission |
March 2017 |
|
Consultation Paper on Proposals to Enhance Asset Management Regulation and Point-of-sale Transparency
|
Securities and Futures Commission |
February 2017 |
|
Consultation Paper of the Proposals to Enhance the Financial Dispute Resolution Scheme by the Financial Dispute Resolution Centre
|
Financial Dispute Resolution Centre |
December 2016 |
|
Join Consultation Paper on Proposed Enhancements to The Stock Exchange of Hong Kong Limited’s Decision-making and Governance Structure for Listing Regulation Issued by the Securities and Futures Commission and the Stock Exchange of Hong Kong Limited
|
Securities and Futures Commission |
September 2016 |
|
Consultation Document on Retirement Protection
|
Commission on Poverty |
June 2016 |
|
Consultation Document on Reporting System on Cross-boundary Transportation of Large Quantities of Currency and Bearer Negotiable Instruments
|
Security Bureau |
October 2015 |
|
Consultation Document on Hong Kong Strategy for Financial Literacy
|
Investor Education Centre |
October 2015 |
|
Consultation Document on Hong Kong’s Financial Competency Framework
|
Investor Education Centre |
September 2015 |
|
Consultation Document on the Voluntary Health Insurance Scheme
|
Food and Health Bureau |
April 2015 |
|
Further Consultation on the Client Agreement Requirements
|
Securities and Futures Commission |
December 2014 |
|
Consultation Document on enhancements to the Deposit Protection Scheme
|
Financial Services and the Treasury Bureau &
and Hong Kong Monetary Authority |
December 2014 |
|
Consultation Document on Providing Better Investment Solutions for MPF Members
|
Financial Services and the Treasury Bureau &
Mandatory Provident Fund Scheme Authority |
September 2014 |
| Consultation Document on an Effective Resolution Regime for Financial Institutions in Hong Kong |
Financial Services and the Treasury Bureau |
April 2014 |
| Consultation Paper on Specification of Competency Standards for the Insurance Industry |
Insurance Industry Training Advisory Committee |
January 2014 |
| Consultation Paper on the Proposed Amendments to the Professional Investor Regime and the Client Agreement Requirements |
Securities and Futures Commission |
August 2013 |
| Financial Services and the Treasury Bureau Consultation Paper on Key Legislative Proposals on Establishment of an Independent Insurance Authority ("IIA") |
Financial Services and the Treasury Bureau |
January 2013 |
| Mandatory Provident Fund Authority’s Consultation on Guidelines on Conduct Requirements for Registered Intermediaries |
Mandatory Provident Fund Authority |
July 2012 |
| Mandatory Provident Fund Authority’s Consultation Document on Withdrawal of MPF Benefits |
Mandatory Provident Fund Authority |
March 2012 |
| Securities and Futures Commission’s Consultation Document on the Proposals to amend the Code of Conduct in relation to the establishment of the Financial Dispute Resolution Centre and the enhancement of the regulatory framework |
Securities and Futures Commission |
January 2012 |
|
Proposed Guideline on Anti-Money Laundering and Counter-Terrorist Financing and (2) the Proposed Prevention of Money Laundering and Terrorist Financing Guideline Issued by the Securities and Futures Commission for Associated Entities
|
Securities and Futures Commission
|
November 2011
|
|
Securities and Futures (Amendment) Bill 2011 - Establishment of an Investor Education Council
|
Bills Committee on Securities and Futures
|
October 2011
|
|
Proposed Establishment of a Policyholder’s Protection Fund
|
Financial Services and Treasury Bureau
|
June 2011
|
|
“My Health, My Choice” Healthcare Reform Second Stage Consultation Document
|
Food and Health Bureau
|
January 2011
|
|
Evidential Requirements under the Securities and Futures (Professional Investor) Rule
|
Securities and Futures Commission
|
November 2010
|
|
Proposed Establishment of an Independent Insurance Authority
|
Financial Services and Treasury Bureau
|
September 2010
|
|
Proposed Establishment of an Investor Education Council and a Financial Dispute Resolution Centre
|
Financial Services and Treasury Bureau
|
May 2010
|
|
Proposal to Enhance Protection of the Investing Public
|
Securities and Futures Commission
|
December 2009
|
|
Conceptual Framework of the Legislative Proposal to Enhance the Anti-Money Laundering (AML) Regulatory Regime in respect of the Financial Sectors
|
Financial Services and Treasury Bureau
|
August 2009
|
, 
, AFP®, ASSOCIATE FINANCIAL PLANNER®, 
and 
are trademarks owned outside the U.S. by Financial Planning Standards Board Ltd. The Institute of Financial Planners of Hong Kong is the marks licensing authority for the CFP marks and AFP marks in Hong Kong and Macau, through agreement with FPSB.